Online Privacy Statement

Regal Oak Financial, LLC will conduct regular business.  During the course of regular business, the investment adviser may collect non – public personal information about its clients from sources such as:  

• Information reported by clients on application or other forms clients provide to the investment adviser.
• Information about clients’ transactions with the investment adviser and its affiliates or others.
• Conversations between clients and the firm’s representatives.

The investment adviser will share non-public information solely to service client accounts.  To provide financial planning services for clients, the investment advisor will use MoneyGuidePro®, a third-party software application.  Using MoneyGuidePro® will require the investment advisor to share non-public, personal information with PIEtech, Inc., the owner of MoneyGuidePro® software.  

Beyond sharing non-public information to PIEtech, Inc. using MoneyGuidePro® software, the investment adviser will not disclose any non-public personal information about its clients or former clients to anyone, except as permitted by law.  If a client decides to close the client’s account(s) with the investment adviser or becomes an inactive client, the investment adviser will continue to adhere to its privacy policy and practices with respect to that client as described in this notice.